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NISM-Series-XII: Securities Markets Foundation Certification Exam Preparation Guide with 750+ Question Bank. Mastering the NISM Exams with Practice Test & Mock Test along with Detail Explanations
Online Mock Test (eLearning): ENROLL NOW
ABOUT THIS MOCK TEST
Prepare for success in the NISM-Series-XII: Securities Markets Foundation Certification Examination with our meticulously crafted question bank guide. This comprehensive resource is designed to enhance your understanding of key concepts and ensure thorough preparation for each chapter of the examination. NISM workbook Version: March 2022 used as reference to develop this mock test.
Key Features:
Special Extra Questions on Glossary of Financial Terms
Chapter-wise MCQs aligned with learning outcomes.
In-depth coverage of key topics, including securities markets, asset allocation, primary and secondary markets, mutual funds, and derivatives markets
Comprehensive Mock Test to simulate the real exam environment.
Detailed explanations and rationale for each answer to enhance understanding.
User-friendly format for easy navigation and efficient study sessions
This Mock test is part of my Printed Version of Exam Prep Guide comes with 1500+ Question bank along with additional learning resources.
BOOK NAME: NISM-Series-XII: Securities Markets Foundation Certification Exam Preparation Guide with 1500+ Question Bank
This Exam preparation guide is available on all major eCom platforms like Amazon/Flipkart etc.
OTHER VERSION & FORMAT AVAILABLE FOR THIS MODULE
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NISM Test Objectives & Learning Outcomes Covered in this Mock Test
1. UNDERSTANDING SECURITIES MARKETS AND PERFORMANCE
Regulators of Securities Markets
Role of Securities Markets
Securities markets and the definition of securities
Securities Markets: Structure and Participants
Technological advancements in the securities market
2. SECURITIES: TYPES, FEATURES AND CONCEPTS OF ASSET ALLOCATION AND INVESTING
Asset Allocation and Diversification
Benefits and Risks of Investing in Debt Securities
Characteristics and role of Commodities as an asset class
Characteristics and role of Debt securities
Characteristics and role of equity capital
Choice between Equity and Debt Financing for Issuers
Choosing between Debt and Equity Investment Avenues
Classification of Debt Instruments
Commonly Used Terms in Equity Investing
Debt Investing Process
Derivatives
Different types of equity and debt securities and its features
Equity Research
Features of Debt Instruments
Foreign Currency Convertible Bonds (FCCBs)
Government Securities
Hybrid Instruments
Types and structures of Debt instruments
Types of Equity Capital
Understanding the factors underlying the investment process
Various aspects of investing in Debt securities
Various aspects of investing in Equity
3. PRIMARY MARKETS
Basis of Allotment
Constituents in a Public Issue
Functions of the Primary Market
Meaning of Primary markets and its functions
Primary Vs Secondary Markets
Prospectus
Public issue process for debt securities
Qualified Institutions Placement
Regulations pertaining to Public Issue of Shares
Regulatory requirements for a Public Issue of Debt Securities
Types of Issues
Types of Public Issue of Equity Shares
4. SECONDARY MARKETS
3-in-1 Account
Block deals and Bulk deals
Brokers and Client Acquisition
Clearing and Settlement of Trades
Clearing Corporation
Contract Note
Corporate Actions
Electronic Trading and Order Execution
Margins and cross-margining
Market Information and Regulation
Market Structure and Participants
Orders
Reading Market Prices
Rights, Obligations and Grievance Redressal
Risk Management Systems
Role, function, market structure and participants
Secondary market trading and reporting for debt securities
STT rates
Trading and settlement process
Types of secondary markets for different securities
5. MUTUAL FUNDS
Distributor Commission & Transaction charges
Investment approaches ? active and passive
Meaning and Description of a Mutual Fund
Processes for Investing in Mutual Funds
Purchase Transactions
Reading Mutual Fund Information
Redemptions
Regulation of Mutual Funds
Solution Oriented Schemes
Terms and Concepts Related to Mutual Funds
Types of Closed ended Mutual Fund Schemes
Types of Debt Schemes
Types of Hybrid Schemes
Types of Open-ended Mutual Fund Products
6. DERIVATIVES MARKETS
Application of Derivatives Products in Risk Management
Derivatives
Market Indicators
Risk Management in Derivative Markets
Structure of Derivative Markets
Structuring a Derivative Product
Trading and Settlement Process: Equity Futures and Options
Types of Derivative Products
Underlying concepts in Derivatives
7. Special Questions on Glossary of Financial Terms
Who this course is for:
- The NISM-Series-XII: Securities Markets Foundation Certification Examination is for entry level professionals, who wish to make a career in the securities markets. This certification examination will also be useful to all those individuals who are interested in acquiring a basic knowledge of the Indian Securities markets, including: • Entry level professionals in the securities markets • Employees of intermediaries functioning in the securities industry • Professionals in other industries interested in gaining knowledge of the securities markets • Students • Homemakers • Teachers The purpose of this exam is to impart basic knowledge of the Indian securities markets to the participants and related rules and regulations. This examination is a voluntary examination.
- SMART Trainers
- IAP Trainers
- Students
- MBA Finance Students
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Online Mock Test (eLearning): CLICK HERE
