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NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Exam Preparation
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NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Exam Preparation
Unlock the key to success in the NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Exam with our comprehensive mock test. This meticulously crafted resource is designed to equip learners with in-depth knowledge and practical insights across various chapters, ensuring a thorough understanding of the alternative investment landscape. Within the test series of 6 Mock test, learners will find comprehensive 700+ question bank, as
A. First Test Chapter Wise Practice Test (200+ Question Bank Covering each Learning out from each chapters)
B. 5 Mock Tests (Learning Outcome & Test Objective Wise) 500+ Question Bank
This Mock Test is part of our Printed Book with 1400+ Question Bank- NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Exam Preparation Guide with 1400+ Question Bank . If you like to avail the printed Book, can get it from all major ecom platform like Amazon/Flipkart etc.
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Chapter Wise Learning Outcome & Knowledge Area Covered on this Test
1. Overview Of Alternative Investments
Antecedents and Growth
Distinguishing ‘Alpha’ and ‘Beta’
Introduction
Role of Alternative Investments
2. Alternative Investment Funds In India
Categories of AIFs
Evolution and Growth of AIFs in India
Types of AIFs
3. Concepts In The AIF Industry
Distributions / Waterfall
Fees & Expenses
Private Capital Ecosystem
Private Placement Memorandum (PPM)
4. AIF Regulatory Framework
Code of Conduct
Foreign Investments in AIFs
Special Dispensation for Special Situation Funds
Various provisions of SEBI (AIF) Regulations, 2012
5. Alternative Investment Fund Structuring
Anatomy of AIF Constitution
Comparative Analysis
Principle of Pooling
Templates for AIF Structuring
6. Risk And Return – Fund And Investor Perspective
Fund Level Risks
Risk & Return
Risk Factors at Fund Level and Investor Level
7. Investment Process And Governance Of Funds
Definitive Agreements
Fund Governance Structure
Investor Advisory Committee
Investor Grievances and Dispute Resolution
Overview of Important Investor Protection Rights
Risk Factors at Fund Level and Investor Level
8. Fund Due Diligence – Investor Perspective
Broad Aspects of Fund Due Diligence
Fund Benchmarking
Fund Selection Criteria
Investor Perspective
Sales Strategy Formulation by Distributor
Scope and Uniqueness of AIF Due Diligence
9. Legal Documentation And Negotiation – Investor Perspective
Private Placement Memorandum
Various legal documentations in the context of AIFs and their importance
10. Fund Monitoring, Reporting And Exit
Exit Options due to Material Changes in PPM
Fund Reporting
Monitoring Alternative Investment Fund
Submission of reports to SEBI
Winding Up of an AIF
11. Valuation
Basics of valuation of fixed income instruments
General Approach to Fund Valuation
Role of Valuers and Limitations of Valuation
Valuation of AIF Portfolio Investments
12. Taxation – India Specific
General Anti-Avoidance Rules (GAAR)
Taxation for residents in India
Various aspects related to AIF taxation
Withholding of tax by an AIF
13. Good Practices
Client Confidentiality
General Anti-Avoidance Rules (GAAR)
Prohibit Conflict of Interest
Examination Objectives
On successful completion of the examination the candidate should:
Know the basics of alternative asset class and the Alternative Investment Funds (Category I and II) markets in India.
Understand the following in detail:
o General concepts prevalent in the AIF industry.
o Structure, risk-return relationship, investment process, governance aspects, monitoring and exit strategies of AIFs.
o Importance of fund due diligence, legal documentations and negotiation skills along with the assessment of risk & return by the investors.
o Valuation process and methodologies followed by the AIFs for its investee companies.
o Various taxation aspects for the fund and its investors.
o Role and conduct of distributors in servicing the investors.
Know the regulatory environment in which the AIFs (Category I and II) operate in India.
